Translated by Claude, edited by Sinocism.com

Source: Securities Daily 证券日报 | Byline: Tian Peng 田鹏 | July 23, 2026

Securities Daily (Reporter Tian Peng) — On July 23, the China Securities Regulatory Commission held a symposium on Party building and regulatory work to thoroughly study and implement Xi Jinping Thought on Party Building, conscientiously implement the decisions and arrangements of the Fourth Plenary Session of the 20th Central Committee, the Central Economic Work Conference and other important meetings, and, in accordance with the requirements of the meeting on Party building work in the financial system, review Party building and regulatory work across the system in the first half of the year, analyze the current situation, and push to complete the year's goals and tasks. CSRC Party Committee Secretary and Chairman Wu Qing attended the meeting and spoke. Members of the CSRC Party Committee leadership team attended.

本报讯 （记者田鹏）7月23日，中国证监会召开党的建设暨监管工作座谈会，深入学习贯彻习近平党建思想，认真落实党的二十届四中全会、中央经济工作会议等重要会议决策部署，按照金融系统党的建设工作会议要求，总结上半年系统党的建设和监管工作，分析当前形势，推动完成全年目标任务。证监会党委书记、主席吴清出席会议并讲话。证监会党委班子成员出席会议。

The meeting pointed out that Xi Jinping Thought on Party Building is a major achievement of our Party's advancing theoretical innovation by adhering to the "Two Integrations," a powerful scientific theory formed in the historical process of strengthening the Party and the country in the new era, and provides the fundamental guideline and guide to action for deepening the new great project of Party building. Thoroughly studying and implementing Xi Jinping Thought on Party Building is an important political task for now and the period ahead. The entire CSRC system must deeply study and grasp the great significance, scientific connotations, theoretical character and practical requirements of Xi Jinping Thought on Party Building, persistently use the Party's innovative theory to unify hearts and forge souls, do solid work in study and training, propaganda and interpretation, and implementation, adhere to using high-quality Party building to lead high-quality development, and truly translate the results of study into forcefully and effectively preventing and controlling risks in key areas, into strict regulation according to law and protecting the lawful rights and interests of investors, and into promoting the high-quality development of the capital markets, using concrete actions to firmly uphold the "Two Establishes" and resolutely achieve the "Two Upholds."

会议指出，习近平党建思想是我们党坚持“两个结合”推进理论创新的重大成果，是新时代强党强国历史进程中形成的强大科学理论，为深入推进党的建设新的伟大工程提供了根本遵循和行动指南。深入学习贯彻习近平党建思想是当前和今后一个时期的一项重要政治任务，证监会系统上下要深刻学习领会习近平党建思想的重大意义、科学内涵、理论品格和实践要求，坚持不懈用党的创新理论凝心铸魂，抓实抓好学习培训、宣传阐释、贯彻落实等各项工作，坚持用高质量党建引领高质量发展，切实把学习成效体现到有力有效防控重点领域风险上，体现到依法从严监管、保护投资者合法权益上，体现到促进资本市场高质量发展上，以实际行动坚定拥护“两个确立”、坚决做到“两个维护”。

The meeting held that since the start of this year, under the strong leadership of the Party Center and the State Council, the CSRC system has thoroughly implemented the arrangements of the 15th Five-Year Plan and the new "National Nine Articles (国九条)," advancing risk prevention, strong regulation and the promotion of high-quality development in an integrated manner, continuously consolidating the foundation of stability, reinforcing an atmosphere of strictness, accumulating momentum for progress and stimulating new vitality. Market operations have been generally stable and active, risks in key areas have continued to converge, the full-chain regulatory system has been steadily improved, new breakthroughs have been made in deepening comprehensive investment and financing reform, and the functions of the multi-tiered market have been effectively brought into play. In this process, the CSRC Party Committee has comprehensively strengthened political building, solidly carried out study and education on establishing and practicing a correct view of political achievements, coordinated the rectification of issues raised by central inspections and central audits, and unremittingly strengthened Party conduct, clean government building and the fight against corruption. The discipline inspection and supervision group stationed at the CSRC has strengthened concrete, precise and regularized political supervision, deepened the treatment of corruption problems in key areas, and coordinated the "Three-izations (三化)" construction year initiative, jointly promoting the continuous consolidation of an atmosphere of strictness in comprehensively governing the Party strictly across the system.

会议认为，今年以来，在党中央、国务院坚强领导下，证监会系统深入落实“十五五”规划和新“国九条”部署安排，一体推进防风险、强监管、促高质量发展，不断夯实稳的基础、巩固严的氛围、积聚进的动能、激发新的活力，市场运行总体稳健活跃，重点领域风险持续收敛，全链条监管体系不断健全，深化投融资综合改革取得新突破，多层次市场功能有效发挥。在此过程中，证监会党委全面加强政治建设，扎实开展树立和践行正确政绩观学习教育，统筹推进中央巡视和中央审计整改，驰而不息加强党风廉政建设和反腐败斗争。驻证监会纪检监察组强化具体化精准化常态化政治监督，深化重点领域腐败问题治理，统筹开展“三化”建设年行动，共同推动系统全面从严治党严的氛围不断巩固。

The meeting stressed that at present the changes unseen in a century are accelerating, geopolitical conflicts persist, and the risk of linkage and resonance across global financial markets is rising. At the same time, a new round of scientific and technological revolution and industrial transformation is making accelerating breakthroughs, positive factors on the macro policy front, in fundamentals and in capital flows are continuously accumulating, the effects of capital market reform continue to show, and the market as a whole possesses relatively good allocation value. It is imperative to be firm in confidence, maintain resolve, adhere to the general principle of seeking progress while maintaining stability, do our own things well in a down-to-earth way, and pay greater attention to properly handling the four relationships between the partial and the overall, policy stability and flexibility, existing policies and incremental policies, and fairness and efficiency, seizing the initiative in recognizing and responding to change, achieving new development in overcoming difficulties, going all out to complete the goals and tasks set at the start of the year, and ensuring a good start for the capital markets in the 15th Five-Year Plan period.

会议强调，当前百年变局加速演进，地缘政治冲突持续，全球金融市场联动共振风险上升。同时，新一轮科技革命和产业变革加速突破，宏观政策面、基本面、资金面等方面的积极因素不断积聚，资本市场改革效应持续显现，市场整体具备较好的配置价值。必须坚定信心、保持定力，坚持稳中求进工作总基调，扎扎实实办好自己的事，更加注重把握好局部与全局、政策稳定性与灵活性、存量政策与增量政策、公平与效率等四方面关系，在识变应变中把握主动，在攻坚克难中实现新的发展，全力完成年初制定的目标任务，确保资本市场“十五五”良好开局。

First, take comprehensive measures to fully safeguard stable market operations and enhance the resilience of the capital markets. Implement counter-cyclical adjustment more precisely and effectively, promote steady increases in the scale and proportion of medium- and long-term funds entering the market, strengthen policy reserves for responding to global market volatility and cross-border transmission of risks, and build breakwaters and seawalls against external risk shocks. Second, deepen reform to enhance the inclusiveness and adaptability of the system. Implement in detail the various measures of comprehensive investment and financing reform, and better bring into play the functions of the stock, fund, bond and futures markets. Third, regulate strictly to safeguard the fairness, impartiality and openness of the market. Persist in striking at major, malicious and key cases, improve the quality and efficiency of regulatory enforcement, strictly investigate and punish financial fraud, insider trading, market manipulation and other illegal and irregular activities according to law, strengthen regulation of new types of business, and advance the application of artificial intelligence in regulation. Fourth, support the good and restrain the bad to promote listed companies in becoming better and stronger. Further consolidate the comprehensive punishment and prevention system for financial fraud, push listed companies with greater force to standardize their governance, continue to release the vitality of mergers, acquisitions and restructuring, and roll out more model cases. Fifth, promote the high-quality development of industry institutions in a tiered and categorized manner. Improve the "1+N+X" regulatory system for securities companies, accelerate implementation of the package of measures to promote the standardized development of fund companies, issue regulatory measures for futures companies as soon as possible, and vigorously promote the standardized and healthy development of private funds. Sixth, nip problems in the bud and hold the risk bottom line in key areas. Resolutely safeguard the security and stability of capital market financial infrastructure, and focus on preventing and defusing bond default risks related to financing platforms and real estate. Seventh, steadily and in an orderly manner deepen the two-way opening of the capital markets, and further strengthen cross-border regulatory cooperation.

一是综合施策全力维护市场平稳运行，提升资本市场韧性。更加精准有效实施逆周期调节，推动中长期资金稳步提升入市规模和比例，加强应对全球市场波动和风险跨境传导的政策储备，筑牢防范外部风险冲击的防波堤防浪堤。二是深化改革提升制度包容性适应性。落实落细投融资综合改革各项措施，更好发挥股票、基金、债券、期货市场功能。三是从严监管维护市场“三公”。坚持打大打恶打重点，提高监管执法质效，依法严查严处财务造假、内幕交易、操纵市场等违法违规行为，加强新型业务监管，推进人工智能在监管中的应用。四是扶优限劣促进上市公司做优做强。进一步夯实财务造假综合惩防体系，更大力度推动上市公司规范治理，持续释放并购重组活力，推出更多典型案例。五是分层分类推动行业机构高质量发展。健全证券公司“1+N+X”监管制度体系，加快落实推动基金公司规范发展的一揽子措施，尽快出台期货公司监管办法，大力促进私募基金规范健康发展。六是防微杜渐守牢重点领域风险底线。坚决维护资本市场金融基础设施安全稳定，着力防范化解融资平台、房地产相关债券违约风险。七是稳妥有序深化资本市场双向开放，进一步加强跨境监管合作。

The meeting required that the tasks of capital market reform, development and stability in the second half of the year are arduous and heavy. It is necessary to thoroughly study and implement Xi Jinping Thought on Party Building and the spirit of General Secretary Xi Jinping's important "July 1" speech, further strengthen Party leadership and Party building in the CSRC system, and advance comprehensively governing the Party strictly in depth, providing stronger guidance and guarantees for the high-quality development of the capital markets. First, consolidate and deepen the results of study and education on establishing and practicing a correct view of political achievements, keep working persistently at rectification and remediation, and continuously improve long-term mechanisms for preventing and correcting deviations in views of political achievements. Second, further improve the institutional mechanisms for grasping Party building, tighten the chain of responsibility at every level, and solidly advance the three-year action to improve the quality of primary-level Party organization building. Third, continue to intensify efforts to improve conduct, enforce discipline and combat corruption, advance in depth using cases to promote rectification and governance, deepen the joint investigation and joint treatment of misconduct and corruption, and continuously eradicate the soil and conditions that breed corruption. Fourth, coordinate the strengthening of leadership team and cadre contingent building, select and strengthen leadership teams at all levels, strengthen the management, supervision, care and support of cadres, and strive to build a regulatory "iron army" that is "hard-tempered in three respects (三个过硬)." The meeting also made arrangements for grasping work safety strictly and in detail, and for flood prevention and disaster relief, petition handling and stability maintenance, and other related work.

会议要求，下半年资本市场改革发展稳定任务艰巨繁重，要深入学习贯彻习近平党建思想和习近平总书记“七一”重要讲话精神，进一步加强证监会系统党的领导和党的建设，纵深推进全面从严治党，为资本市场高质量发展提供更加坚强的引领和保障。一是巩固深化树立和践行正确政绩观学习教育成效，久久为功抓好整改整治，持续健全防范和纠治政绩观偏差的长效机制。二是进一步健全抓党建的制度机制，层层拧紧责任链条，扎实推进基层党组织建设质量提升三年行动。三是持续加力推进正风肃纪反腐，纵深推进以案促改促治，深化风腐同查同治，不断铲除腐败滋生的土壤和条件。四是统筹加强领导班子和干部队伍建设，选优配强各级领导班子，强化干部管理监督和关心关爱，着力打造“三个过硬”监管铁军。会议还对从严从细抓好安全生产，做好防汛救灾、信访维稳等相关工作作出部署和安排。

At the meeting, responsible comrades of relevant departments, bureaus and units delivered exchange speeches on the themes of strengthening Party building and preventing risks, strengthening regulation, and promoting high-quality development.

会上，相关司局和单位负责同志围绕加强党的建设和防风险、强监管、促高质量发展主题作交流发言。

Comrades from the discipline inspection and supervision group of the Central Commission for Discipline Inspection and National Commission of Supervision stationed at the CSRC, the Office of the Central Financial Commission, the Supreme People's Procuratorate, the Ministry of Public Security and the National Audit Office attended the meeting by invitation. Cadres at deputy bureau level and above from the departments and bureaus of CSRC headquarters, and leadership team members of units across the system, participated in person or by video.

中央纪委国家监委驻证监会纪检监察组、中央金融委员会办公室、最高人民检察院、公安部、审计署有关同志应邀出席会议。证监会机关各司局副局级以上干部、系统各单位班子成员现场或通过视频方式参加会议。